Senior Compliance, AML and Risk Director

eToro

Posted on 10 Sep

Experience

5 - 10 Years

Education

Bachelor of Commerce(Commerce)

Nationality

Any Nationality

Gender

Not Mentioned

Vacancy

1 Vacancy

Job Description

Roles & Responsibilities

Responsibilities

What will you be doing?

Integrate and oversee all operational functions, Compliance, AML, and Risk, ensuring alignment and seamless coordination across these areas.
Managing all aspects of compliance within the UAE office
Keeping abreast of changes in regulatory compliance laws and liaising with Internal and external stakeholders to ensure our business operations and procedures comply with legal regulations and internal policies.
Planning and overseeing all compliance policies and procedures.
Defining, implementing, and taking ownership of the company's outsourcing policies in line with our regulatory obligations for both existing and new vendors
Performing initial in-depth analysis for all existing and new outsourcing services and performing ongoing monitoring in accordance with regulatory changes.
Advising the company on regulatory compliance matters and risk mitigation strategies
Developing a strong understanding of the company's business and providing regular reports to senior management and relevant regulatory bodies
Conduct, as needed, on-site audits of material outsourcing services providers.
Developing and conducting compliance training for employees

Requirements

5-10 years of experience as a Compliance Officer in a senior role
Previous experience in outsourcing and vendor risk management
Experience in drafting and managing policies.
Experience with conducting compliance audits.
SLA management and reporting (preferred in a Fintech / IT industry)
Excellent team spirit
Ability to communicate effectively with various stakeholders across multiple locations.
Strong communication and presentation skills are essential to communicate with senior management and regulators effectively.
Rigorous, well-organized, with a structured and logical approach
Fluent English (both oral and written communication)

This role will be based in our ADGM office & candidates must have full working rights in the UAE.

Company Industry

Department / Functional Area

Keywords

  • Senior Compliance
  • AML And Risk Director

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