Senior Compliance Manager / Compliance Officer

Client of High Street Resources

Employer Active

Posted on 18 Sep

Experience

8 - 13 Years

Job Location

Abu Dhabi - United Arab Emirates

Education

Bachelor of Commerce(Commerce)

Nationality

Any Nationality

Gender

Not Mentioned

Vacancy

1 Vacancy

Job Description

Roles & Responsibilities

Regulatory Compliance

  • Act as the main point of contact with ADGM regulatory bodies (FSRA) and other authorities.
  • Monitor and interpret regulatory changes, ensuring compliance with ADGM and FSRA regulations.
  • Develop, implement, and update compliance manuals, policies, and controls.
  • Conduct periodic risk assessments and provide compliance reporting to senior management and the FSRA.

Shariah Compliance

  • Liaise with the Shariah Supervisory Board (SSB) to ensure adherence to Shariah law.
  • Review and approve policies, manuals, and agreements from a Shariah perspective.
  • Provide compliance opinions and certification of Shariah-compliant structures.

Risk & AML/CTF

  • Conduct compliance risk assessments and implement mitigation measures.
  • Oversee AML/CTF processes including KYB, KYC, KYT, and CDD.
  • Maintain thorough AML/CTF records and SAR filings as per requirements.

Corporate Governance & Audits

  • Ensure adherence to governance frameworks and disclosure requirements.
  • Develop internal compliance monitoring programs and conduct audits.
  • Work with external auditors to maintain regulatory compliance.

Training & Culture

  • Promote a compliance-first culture through training and awareness initiatives.
  • Provide compliance guidance to leadership and business stakeholders.

Desired Candidate Profile

Prior FSRA authorisation is essential.

  • 8+ years direct compliance and AML experience within financial services.
  • Proven track record in designing and implementing compliance programs.
  • Previous banking experience preferred; Islamic Finance/Shariah knowledge is a plus.
  • Strong communication, leadership, and problem-solving skills.

Company Industry

  • Recruitment
  • Placement Firm
  • Executive Search

Department / Functional Area

  • Finance
  • Treasury

Keywords

  • Senior Compliance Manager / Compliance Officer

Disclaimer: Naukrigulf.com is only a platform to bring jobseekers & employers together. Applicants are advised to research the bonafides of the prospective employer independently. We do NOT endorse any requests for money payments and strictly advice against sharing personal or bank related information. We also recommend you visit Security Advice for more information. If you suspect any fraud or malpractice, email us at abuse@naukrigulf.com

Client of High Street Resources

We are hiring on behalf of our client, an innovative financial services firm regulated by the Financial Services Regulatory Authority (FSRA) of the Abu Dhabi Global Market (ADGM). The firm is committed to financial inclusion, delivering transparent and Shariah-compliant solutions.

https://apply.workable.com/high-street-resources/j/43A58CADD1/