PMO Governance Lead Officer

Tadawul Group

General Summary:

Support the development and execution of compliance programs, provide subject-matter expertise on regulatory matters impacting capital market operations. Ensure the company s activities comply with regulatory requirements, internal policies, and international standards.

Principal Duties and Responsibilities:

• Monitor and interpret relevant laws, regulations, and directives issued by the Capital Market Authority (CMA) and other regulatory bodies.
• Conduct risk-based compliance assessments and reviews of internal policies, processes, and controls.
• Lead the development, implementation, and continuous enhancement of the compliance monitoring plan.
• Manage regulatory reporting and support timely submissions to regulators.
• Investigate and report on any compliance breaches or incidents.
• Track and follow up on regulatory changes, ensuring timely updates to company policies and procedures.

Key Accountabilities:

• Carry out daily operations assigned for the department to comply with the company s standards.
• Prepare timely and accurate department reports to meet the requirements, objectives, and standards of the company and the department.
• Ensure the satisfaction of internal and external customers to address their needs in a courteous and timely manner.
• Follow all relevant policies, procedures, and processes in order for the work to be carried out in a controlled and consistent manner.
• Contribute to the identification of opportunities for continuous improvement of processes and practices, work processes, cost effectiveness, and productivity enhancement.
• Promote to other employees within the organization the implementation and adherence to policies, procedures, processes, and instructions.
• Maintain a good and respectful relationship with other colleagues and represent the company in a good image.

Education and Certifications:

Bachelor Degree in Finance/Accounting/Business Administration or similar is required.

Knowledge and Experience:

3 + years of experience in compliance or regulatory roles, ideally within capital markets or financial services.